Jan 24, 2019 · I enjoyed the process of getting to know more about Tom and NFA, and gaining a deeper appreciation for their role in our industry. On behalf of all of us at TT, I’d like to thank Tom for taking time to speak with us. For more information on TT’s trade surveillance solutions, check out TT Score. CDS / ACU / TRADE | NFA Papua New Guinea National Fisheries Authority (NFA) Monitoring, Control and Surveillance. Licensing and Data Management. Provincial Support & Industry Development. Aquaculture and Inland Fisheries. Policy and Project Management. Institute of Sustainable Marine Resources. CDS / ACU / Trade. CDS / ACU / Trade

Jan 24, 2019 · I enjoyed the process of getting to know more about Tom and NFA, and gaining a deeper appreciation for their role in our industry. On behalf of all of us at TT, I’d like to thank Tom for taking time to speak with us. For more information on TT’s trade surveillance solutions, check out TT Score. CDS / ACU / TRADE | NFA Papua New Guinea National Fisheries Authority (NFA) Monitoring, Control and Surveillance. Licensing and Data Management. Provincial Support & Industry Development. Aquaculture and Inland Fisheries. Policy and Project Management. Institute of Sustainable Marine Resources. CDS / ACU / Trade. CDS / ACU / Trade The future of trade surveillance - Separating the Spoof ... The future of trade surveillance – Separating the Spoof from the Truth. Escalating regulatory obligations demand that financial market participants take a smarter, more proactive approach to spotting abusive trading patterns, with many looking to explore the use of machine learning and artificial intelligence to automate monitoring and

machine learning, Sage Trader, trade surveillance, Validus April 04, 2019 | Press Releases SageTrader is a member of FINRA, SIPC and the NFA.

The price of trading in today's global economy is strict adherence to a wide range of global regulations. Your firm must have effective regulatory compliance that encompasses cross-asset class and cross-market trade surveillance, monitoring activities for market manipulation, fraud, behavioral patterning, and … CFTC/NFA Member Services - ACA Compliance ACA provides futures brokerage firms, commodity trading advisors, and commodity pool operation managers with compliance solutions. Commodity Futures Trading Commission (CFTC) registrants and National Futures Association (NFA) members can streamline their business and operational processes and improve the quality and effectiveness of their compliance programs by leveraging ACA’s help. CFTC and NFA Commodities Regulatory Update | Insights ...

My main responsibilities include supporting NFA's market regulation team in market surveillance for various exchanges, SEFS, DCMs, ect. in the futures and swaps industry and being the interface

Keeping Score of Trade Compliance: A Regulator’s ...

Trade Surveillance | Global RADAR

The solution also provides a fully integrated, high-level dashboard. This trade monitoring software tracks all aspects of trading activity in the organization. Benefits of Software AG’s trade surveillance solution. With this powerful trade surveillance system, you can: Recognize complex rules and patterns to detect rogue, abusive or erroneous NFA will provide regulatory servies to TeraExchange | Futures Jun 18, 2013 · For over 10 years, NFA has been successfully performing trade practice and market surveillance functions on behalf of futures exchanges," said NFA President Daniel J. Roth. Market Surveillance, Trade Surveillance, Compliance resume ... • Successfully transitioned the Market Surveillance program from the NFA to TRUEEX, Inc. • Key contributor with gaining CFTC approval for the Market Surveillance program at TRUEEX, Inc. NY MERCANTILE EXCHANGE/CME GROUP. New York City, NY. Futures Market/Trade Surveillance Analyst 02/1999 to 09/2013

Regulatory Implications of Trade Surveillance - Accenture ...

Aug 21, 2019 · The National Futures Association (NFA) is an independent self-regulatory organization for the U.S. futures and derivatives markets. Designated by … Regulatory Implications of Trade Surveillance - Accenture ... Trade surveillance is commonly understood to encompass process and technology that detect trading rule violations. Financial markets have undergone a dramatic transformation over the last few years. Oversight and control have been among the major themes of financial market regulation ever since the market collapse in 2008. In the wake of bank failures and colossal…

My main responsibilities include supporting NFA's market regulation team in market surveillance for various exchanges, SEFS, DCMs, ect. in the futures and swaps industry and being the interface SEC Regulatory & Compliance Solutions | Constellation Advisers Employee Trade Surveillance and Monitoring. Portfolio Compliance. Electronic Communication Surveillance. Mock SEC Exam/Audit Prep. Ongoing Compliance Program Support. SEC Registration, including ADV Part 1 and 2 Preparation and Filing. Initial Registration Filings (SEC, FINRA, CFTC/NFA, and … FIA Sets Forth Five Core Principles in Enhancing CFTC ... Aug 08, 2014 · In a response to a request by the CFTC’s Technology Advisory Committee for comment on how best to develop a 21st century surveillance system, the Financial Industry Association (FIA) and the FIA Principal Traders Group submitted a comment letter this week setting forth five core principles for modernizing market surveillance.